Form D · Other Investment Fund

GUARDIAN CAPITAL INVESTMENT, LP

Toronto, A6 · CIK 0001838065

Offering snapshot reported Dec 30, 2021 · SEC filing

Reported sold
$32.9M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 21, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.5M$32.9MDec 29, 2020: $1,200,000.00Dec 29, 2020Jan 4, 2021: $9,000,000.00Dec 30, 2021: $32,900,000.00Dec 30, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,000,000 → $32,900,000
  • Reported investors2 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 30, 2021Amendment$32,900,000$23,900,000vs Jan 4, 20214SEC filing
Jan 4, 2021Amendment$9,000,000$7,800,000vs Dec 29, 20202SEC filing
Dec 29, 2020Initial$1,200,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-384499
OFFICER OF THE GP OF THE ISSUER - GUARDIAN CAPITAL GP I, LLC

Source: Form D, filed Dec 30, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GUARDIAN CAPITAL INVESTMENT, LP

Investment adviser: GUARDIAN CAPITAL LP

Gross asset value
$36.7M
Beneficial owners
4
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PLANTE MORAN, PLLC CHICAGO, Illinois, United States
Custodian STATE STREET BANK AND TRUST COMPANY TORONTO, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE MORAN, PLLC
PCAOB 166

Filing source

Form ADV 1586727 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-2239770594

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Verner Christensen Executive
George Mavroudis Executive
Matthew Turner Executive
Donald Yi Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Commerce Court West 199 Bay Street, Suite 3100
Toronto, A6, M5L 1E8