GUARDIAN CAPITAL LP – investment adviser, $10.7B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	73	$6,664,157,248	62.4%
Government entities	7	$1,410,296,746	13.2%
Retirement plans	21	$1,090,916,773	10.2%
Corporations & businesses	8	$571,381,563	5.4%
Insurance companies	6	$339,878,783	3.2%
Other investment advisers	4	$228,906,119	2.1%
Charities	16	$160,044,691	1.5%
Other clients	6	$159,909,294	1.5%
Investment companies	2	$53,966,957	0.5%
Individuals	Fewer than 5	$0	0.0%
High-net-worth individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%

Filing source

Form ADV 2131415 · Sep 9, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GUARDIAN CAPITAL INVESTMENT, LPOther Private Fund · Last reported Mar 31, 2022$36.7MGross asset value

Form D fundraising filings

GUARDIAN CAPITAL INVESTMENT, LP

Fund administrator STATE STREET BANK AND TRUST COMPANY TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PLANTE MORAN, PLLC CHICAGO, Illinois, United States

Custodian STATE STREET BANK AND TRUST COMPANY TORONTO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE MORAN, PLLC
PCAOB 166

Fund details & source

Fund ID: 805-2239770594
Reported beneficial owners: 4
Minimum commitment: $5M
Form D file number: 021-384499

Form ADV 1586727 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN AURORA MASTER FUND, L.P.Hedge Fund · Last reported Jun 26, 2023$16.9MGross asset value

Feeder funds

Fund administrator STATE STREET CAYMAN TRUST COMPANY, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada

Custodian STATE STREET BANK AND TRUST COMPANY TORONTO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

Fund details & source

Fund ID: 805-8964244759
Reported beneficial owners: 11
Minimum commitment: $0

Form ADV 1770126 · Jun 26, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 9, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

COMMERCE CT W, SUITE 2700, 199 BAY STREET
TORONTO, ONTARIO, M5L 1E8, Canada

CRD 105078

Filing source

Form ADV 2131415 · Sep 9, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.