Form D · Other Investment Fund

Grove Funding IV LP

Chicago, IL · CIK 0002003740

Offering snapshot reported Jun 25, 2026 · SEC filing

Reported sold
$940M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 28, 2024
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$470M$940MJan 23, 2024Jun 4, 2025: $530,000,000.00Jun 4, 2025Jun 25, 2026: $940,000,000.00Jun 25, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$530,000,000 → $940,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 25, 2026Amendment$940,000,000$410,000,000vs Jun 4, 20255SEC filing
Jun 4, 2025Amendment$530,000,000No comparison5SEC filing
Jan 23, 2024InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-503224

Source: Form D, filed Jun 25, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GROVE FUNDING IV LP

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value
$961M
Beneficial owners
5
ADV minimum commitment
$0

Reported in Form ADV on Sep 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No
Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Filing source

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1), fund 805-5900769533

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dennis Ainger Executive
Ashok Bhatia Executive
Anne Brennan Executive
Ken De Regt Executive
Scott Featherman Executive
Dmitry Gasinsky Executive
Ephraim Lemberger Executive
N/A Neuberger Berman Investment Advisers Llc Promoter
Ray Sullivan Executive
Brad Tank Executive
Stephen Zacny Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
190 South Lasalle Street Suite 2400
Chicago, IL, 60603