Form D · Venture Capital Fund
Greenspring Opportunities VI, L.P.
Owings Mills, MD · CIK 0001771746
Offering snapshot reported Nov 2, 2020 · SEC filing
- Reported sold
- $578M Indefinite offering
- Investors reported
- 457 Form D · investor count
- Minimum accepted
- $30K Reported outside-investor minimum
- First sale
- Dec 23, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 457
- Minimum accepted$0 → $30,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 2, 2020 | Amendment | $578,180,000 | No comparison | 457 | SEC filing |
| Nov 4, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-352527
The Management Company expects to pay certain placement agents a percentage of the principal amount of limited partner interests sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PAS Advisory Services Pty Ltd | None | |
| VCP Advisors LLC | 169090 | |
| Stifel Nicolaus & Company, Incorporated | 793 | |
| Raymond James & Associates, Inc. | 705 | |
| FPA Financial Corporation Pte Ltd. | None | |
| Innovation Partners, LLC | 146344 | |
| WaveCrest Securities, LLC | 160135 | |
| Monument Group, Inc. | 36399 | |
| Kronstein Alternative Investment Advisors GmbH | None | |
| CH Advisors GmbH | None | |
| Capital Advisory Partners New Zealand Limited | None |
Source: Form D, filed Nov 2, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GREENSPRING OPPORTUNITIES VI, L.P.
Investment adviser: GREENSPRING ASSOCIATES, LLC
- Gross asset value
- $611M
- Beneficial owners
- 349
- ADV minimum commitment
- $30K
Reported in Form ADV on Oct 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
INNOVATION PARTNERS LLC
CRD 146344 · SEC 801-78702
MONUMENT GROUP, INC.
CRD 36399 · SEC 8-47248
RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746
VCP AMERICAS LLC
CRD 169090 · SEC 8-69347
WAVECREST SECURITIES LLC
CRD 160135 · SEC 8-69029
Filing source
Form ADV 1569212 · Oct 1, 2021 · Schedule D 7.B.(1), fund 805-7223206137
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Greenspring Associates, Llc | Director |
| N/A Greenspring Opportunities General Partner Vi, L.P. | Director |
| N/A Greenspring Opportunities Gp Vi, Llc | Director |
| James Lim | Director |
| C. Ashton Newhall | Director |
| Lindsay Redfield | Executive |
| Eric Thompson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Owings Mills, MD, 21117