Form D · Private Equity Fund

Greenspring Opportunities II, L.P.

Owings Mills, MD · CIK 0001511608

Offering snapshot reported Apr 10, 2013 · SEC filing

Reported sold
$61.7M
Offering amount: $70M
Investors reported
31
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 21, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.8M$61.7MDec 21, 2011Feb 14, 2013: $53,775,000.00Apr 10, 2013: $61,690,000.00Apr 10, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$53,775,000 → $61,690,000
  • Reported investors30 → 31

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 10, 2013Amendment$61,690,000$7,915,000vs Feb 14, 201331SEC filing
Feb 14, 2013Amendment$53,775,000No comparison30SEC filing
Dec 21, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-170433
Amount to be paid determined at closing based on a percentage of capital raised.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Commerce Square Trading, LLC26554
Trinity Group LimitedNone
Chaldon Associates, LLCNone
Duncan Williams, Inc.6950
Galileo Global Advisors LLCNone
Principle Advisory Services Pty LtdNone
Tangent Capital Partners, LLC146999
Champlain Advisors LLC129560

Source: Form D, filed Apr 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GREENSPRING OPPORTUNITIES II, L.P.

Investment adviser: GREENSPRING ASSOCIATES, LLC

Gross asset value
$58.2M
Beneficial owners
48
ADV minimum commitment
$25K

Reported in Form ADV on Oct 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP BALTIMORE, Maryland, United States
Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian SOLIUM CAPITAL, INC. TEMPE, Arizona, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CARTA SECURITIES, LLC
SEC 8-69701

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 1569212 · Oct 1, 2021 · Schedule D 7.B.(1), fund 805-9578724888

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Greenspring Associates, Inc. Director
N/A Greenspring Opportunities General Partner Ii, L.P. Director
N/A Greenspring Opportunities Gp Ii, Llc Director
James Lim Executive
C. Ashton Newhall Executive
Eric Thompson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Painters Mill Road, Suite 700
Owings Mills, MD, 21117