Form D · Hedge Fund
Great Lakes III, L.P.
Springfield, MA · CIK 0001565779
Offering snapshot reported Jan 7, 2014 · SEC filing
- Reported sold
- $45.5M Indefinite offering
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Mar 1, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 8
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 7, 2014 | Amendment | $45,488,573 | No comparison | 8 | SEC filing |
| Jan 7, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-189622
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Babson Capital Securities LLC | 36929 |
Source: Form D, filed Jan 7, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GREAT LAKES III, L.P.
Investment adviser: BARINGS LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on May 1, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1873301 · May 1, 2024 · Schedule D 7.B.(1), fund 805-1471300196
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Babson Capital Management Llc | Promoter |
| N/A Great Lakes Iii Gp, Llc | Promoter |
| Kathleen L. Kraez | Executive |
| Matthew Paul Natcharian | Executive |
| Melissa Ricco | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Springfield, MA, 01115-5189