Form D · Other Investment Fund

Great Lake Funding I LP

Chicago, IL · CIK 0001767661

Offering snapshot reported Sep 12, 2019 · SEC filing

Reported sold: $650M
Investors reported: 1
Minimum accepted: $0
First sale: Feb 1, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$500,000,000 → $650,000,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 12, 2019	Amendment	$650,000,000	$150,000,000vs Feb 12, 2019	1	SEC filing
Feb 12, 2019	Initial	$500,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-332614

Source: Form D, filed Sep 12, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GREAT LAKE FUNDING I LP

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value: $2.44B
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on Jan 11, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Filing source

Form ADV 1806850 · Jan 11, 2024 · Schedule D 7.B.(1), fund 805-3042930246

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dmitry Gasinsky	Executive
Great Lake Funding I Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Great Lake Funding I Llc 190 South Lasalle St., Ste. 2400
Chicago, IL, 60603