Form D · Hedge Fund

Great Elm SPAC Opportunity Fund, LLC

Waltham, MA · CIK 0001851188

Offering snapshot reported Mar 16, 2021 · SEC filing

Reported sold
$14.1M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 1, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2021Initial$14,108,097No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-392366

Source: Form D, filed Mar 16, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GREAT ELM SPAC OPPORTUNITY FUND, LLC

Investment adviser: GREAT ELM CAPITAL MANAGEMENT, LLC

Gross asset value
$26.4M
Beneficial owners
11
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EDELSTEIN & COMPANY LLC BOSTON, Massachusetts, United States
Custodian CITY NATIONAL BANK BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

EDELSTEIN & COMPANY LLC
PCAOB 3376

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1620323 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-7139410422

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Great Elm Capital Management, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
800 South Street Suite 230
Waltham, MA, 02453