Investment adviser · CRD 284304

GREAT ELM CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

PALM BEACH GARDENS, FL, United States · Form ADV filed Mar 24, 2026

Regulatory AUM
$346M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
21
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Business development companies1$332,904,52496.2%
Pooled investment vehicles2$13,225,0003.8%
Filing source

Form ADV 2065432 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GREAT ELM CREDIT INCOME FUND, LLCHedge Fund · Last reported Mar 24, 2026$6.6MGross asset value

Form D fundraising filings

Great Elm Credit Income Fund, LLC

Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Prime broker PERSHING LLC LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source
Fund ID
805-4594775190
Reported beneficial owners
17
Minimum commitment
$1M
Form D file number
021-494039

Form ADV 2065432 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT ELM SPAC OPPORTUNITY FUND, LLCHedge Fund · Last reported Mar 31, 2022$26.4MGross asset value

Form D fundraising filings

Great Elm SPAC Opportunity Fund, LLC

Auditor EDELSTEIN & COMPANY LLC BOSTON, Massachusetts, United States
Custodian CITY NATIONAL BANK BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

EDELSTEIN & COMPANY LLC
PCAOB 3376

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-7139410422
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-392366

Form ADV 1620323 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT ELM OPPORTUNITIES FUND I, LP - SERIES DHedge Fund · Last reported Sep 10, 2024$7.12MGross asset value

Form D fundraising filings

Great Elm Opportunities Fund I, LP - Series D

Auditor EDELSTEIN & COMPANY LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

EDELSTEIN & COMPANY LLC
PCAOB 3376

Fund details & source
Fund ID
805-7043831048
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-477198

Form ADV 1896594 · Sep 10, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT ELM OPPORTUNITIES FUND I, LP - SERIES BHedge Fund · Last reported Nov 30, 2023$772KGross asset value

Form D fundraising filings

Great Elm Opportunities Fund I, LP - Series B

Auditor EDELSTEIN & COMPANY LLC BOSTON, Massachusetts, United States
Custodian CITY NATIONAL BANK BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

EDELSTEIN & COMPANY LLC
PCAOB 3376

Fund details & source
Fund ID
805-2776670139
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-345688

Form ADV 1798040 · Nov 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT ELM OPPORTUNITIES FUND I, LP - SERIES AHedge Fund · Last reported Sep 10, 2024$204KGross asset value

Form D fundraising filings

Great Elm Opportunities Fund I, LP - Series A

Auditor EDELSTEIN & COMPANY LLC BOSTON, Massachusetts, United States
Custodian CITY NATIONAL BANK BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

EDELSTEIN & COMPANY LLC
PCAOB 3376

Fund details & source
Fund ID
805-8793592110
Reported beneficial owners
9
Minimum commitment
$0
Form D file number
021-318045

Form ADV 1896594 · Sep 10, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

3801 PGA BOULEVARD, SUITE 603
PALM BEACH GARDENS, FL, 33410, United States

CRD 284304

Filing source

Form ADV 2065432 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.