Form D · Hedge Fund

Grafton Global Energy Growth Fund LLC

Calgary, A0 · CIK 0001553497

Offering snapshot reported Jul 10, 2012 · SEC filing

Reported sold
$5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$3M
Reported outside-investor minimum
First sale
Jul 3, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 10, 2012Initial$5,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-180992
Forbes Private Capital will receive 20% of future management fees and performance fees.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
FPCG, LLC dba Forbes Private Capital122341

Source: Form D, filed Jul 10, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRAFTON GLOBAL ENERGY GROWTH FUND LLC

Investment adviser: GRAFTON ASSET MANAGEMENT INC.

Gross asset value
$6.72M
Beneficial owners
2
ADV minimum commitment
$3M

Reported in Form ADV on May 24, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP GRAND CAYMAN, Cayman Islands
Marketer FOCUSPOINT PRIVATE CAPITAL GROUP NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

FOCUSPOINT PRIVATE CAPITAL GROUP
CRD 122341 · SEC 8-65488

Filing source

Form ADV 1117873 · May 24, 2017 · Schedule D 7.B.(1), fund 805-7763432448

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Albert Grafton Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1702 4 Th Street, S.W., #210 C/O Crafton Asset Management Inc.
Calgary, A0, T2S 3A8