Investment adviser · CRD 169569

GRAFTON ASSET MANAGEMENT INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

CALGARY, Canada · Form ADV filed Mar 28, 2022

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CANADIAN NON-OPERATED RESOURCES LPPrivate Equity Fund · Last reported Mar 28, 2022$55.9MGross asset value
Auditor ERNST & YOUNG LLP CALGARY, Canada
Custodian COMPUTERSHARE TRUST COMPANY OF CANADA TORONTO, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

COMPUTERSHARE TRUST COMPANY OF CANADA
LEI 0001288777

Fund details & source
Fund ID
805-2397991771
Reported beneficial owners
9
Minimum commitment
$100K

Form ADV 1618863 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GRAFTON VENTURES, LLCPrivate Equity Fund · Last reported Mar 28, 2022$42.7MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5377410040
Reported beneficial owners
3
Minimum commitment
$100K

Form ADV 1618863 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GRAFTON DIRECT ASSETS STRATEGY LPPrivate Equity Fund · Last reported Mar 28, 2022$12.1MGross asset value

Form D fundraising filings

GRAFTON DIRECT ASSETS STRATEGY LP

Auditor ERNST & YOUNG LLP CALGARY, Canada
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source
Fund ID
805-2847806013
Reported beneficial owners
30
Minimum commitment
$100K
Form D file number
021-223734

Form ADV 1618863 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GRAFTON INFRASTRUCTURE LPPrivate Equity Fund · Last reported Mar 28, 2022$8.41MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2282822361
Reported beneficial owners
4
Minimum commitment
$100K

Form ADV 1618863 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CL KIC, LLCPrivate Equity Fund · Last reported Mar 28, 2022$6.12MGross asset value
Marketer CAPLINK SECURITIES, INC HERMOSA BEACH, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

CAPLINK SECURITIES, INC
CRD 130702 · SEC 8-66379

Fund details & source
Fund ID
805-9304003608
Reported beneficial owners
4
Minimum commitment
$100K

Form ADV 1618863 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GF DIRECT LENDING LPPrivate Equity Fund · Last reported Mar 28, 2022$945KGross asset value
Marketer CAPLINK SECURITIES, INC HERMOSA BEACH, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

CAPLINK SECURITIES, INC
CRD 130702 · SEC 8-66379

Fund details & source
Fund ID
805-7693777885
Reported beneficial owners
3
Minimum commitment
$100K

Form ADV 1618863 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ABSOLUTE RESOURCE COMPANY LPPrivate Equity Fund · Last reported Mar 28, 2022$0Gross asset value
Fund administrator SGGG FUND SERVICES INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian BMO NESBITT BURNS SECURITIES LTD. TORONTO, Canada Related to adviser: No
Prime broker BMO NESBITT BURNS SECURITIES LTD. TORONTO, Canada
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BMO NESBITT BURNS SECURITIES LTD.
SEC 8-50538

BMO NESBITT BURNS SECURITIES LTD.
CRD 44057 · SEC 8-50538

Fund details & source
Fund ID
805-9942492271
Reported beneficial owners
0
Minimum commitment
$100K

Form ADV 1618863 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2022. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

#710, 530 8 AVENUE SW
CALGARY, T2P 3S8, Canada

CRD 169569

Filing source

Form ADV 1618863 · Mar 28, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.