Form D · Other Investment Fund

GRAFTON ENERGY US CO., LLC

Calgary, A0 · CIK 0001590833

Offering snapshot reported Nov 25, 2013 · SEC filing

Reported sold
$15.2M
Offering amount: $22.4M
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 23, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 25, 2013Initial$15,246,394No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-206933

Source: Form D, filed Nov 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRAFTON ENERGY US CO.,LLC

Investment adviser: GRAFTON ASSET MANAGEMENT INC.

Gross asset value
$684K
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Marketer FOCUSPOINT PRIVATE CAPITAL GROUP NEW YORK, New York, United States Related to adviser: No
Marketer LAURANCE NARBUT SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

FOCUSPOINT PRIVATE CAPITAL GROUP
CRD 122341 · SEC 8-65488

Filing source

Form ADV 1290369 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-6906319316

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kareen M. Stangherlin Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2207 Fourth Street, S.W. Suite 400
Calgary, A0, T2S 1X1