Form D · Other Investment Fund

GRAFTON DIRECT ASSETS STRATEGY LP

Calgary, A0 · CIK 0001617655

Offering snapshot reported Aug 27, 2014 · SEC filing

Reported sold
$162M
Offering amount: $162M
Investors reported
25
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Aug 11, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 27, 2014Initial$162,163,885No comparison25SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-223734
All dollar amounts in response to this Item 13 and Item 11 are in Canadian dollars.

Source: Form D, filed Aug 27, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRAFTON DIRECT ASSETS STRATEGY LP

Investment adviser: GRAFTON ASSET MANAGEMENT INC.

Gross asset value
$12.1M
Beneficial owners
30
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP CALGARY, Canada
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1618863 · Mar 28, 2022 · Schedule D 7.B.(1), fund 805-2847806013

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rick Grafton Executive
N/A Grafton Direct Assets Strategy Gp Inc. Director
Geeta Sankappanavar Executive
Kareen M. Stangherlin Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2207 Fourth Street Sw Suite 400
Calgary, A0, T2S 1X1