Form D · Other Investment Fund

GOLDMAN SACHS GLOBAL TACTICAL TRADING III LLC

New York, NY · CIK 0001291574

Offering snapshot reported Feb 10, 2010 · SEC filing

Reported sold: $210M
Investors reported: 81
Minimum accepted: $0
First sale: May 1, 2004

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 10, 2010	Amendment	$209,865,459	No comparison	81	SEC filing
Feb 14, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-65760

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Goldman, Sachs & Co.	361

Source: Form D, filed Feb 10, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL TACTICAL TRADING MANAGERS III LLC

Investment adviser: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Nov 23, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE N.A. NEW YORK, New York, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

JPMORGAN CHASE N.A.
LEI 7H6GLXDRUGQFU57RNE97

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Filing source

Form ADV 1251000 · Nov 23, 2018 · Schedule D 7.B.(1), fund 805-8602974125

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
GOLDMAN SACHS GLOBAL TACTICAL TRADING II LLC	Feb 10, 2010	$257,515,932	180
GOLDMAN SACHS GLOBAL TACTICAL TRADING II PLC	Nov 13, 2009	$71,360,000	29
GOLDMAN SACHS GLOBAL TACTICAL TRADING III LLC (this fund)	Feb 10, 2010	$209,865,459	81

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jennifer Barbetta	Director
Kent Clark	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 West Street
New York, NY, 10282-2198