Form D · Other Investment Fund

GOLDMAN SACHS GLOBAL TACTICAL TRADING II PLC

New York, NY · CIK 0001264145

Offering snapshot reported Nov 13, 2009 · SEC filing

Reported sold
$71.4M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2003
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 13, 2009Amendment$71,360,000No comparison29SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-58707

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman, Sachs & Co.361

Source: Form D, filed Nov 13, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL TACTICAL TRADING MANAGERS II PLC

Investment adviser: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Feb 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS-GLOBAL FUND SERVICES LIMITED DUBLIN, Ireland Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE N.A. NEW YORK, New York, United States Related to adviser: No
Custodian SEI INVESTMENTS TRUSTEE & CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1411

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

JPMORGAN CHASE N.A.
LEI 7H6GLXDRUGQFU57RNE97

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 1162092 · Feb 2, 2018 · Schedule D 7.B.(1), fund 805-2716602703

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Barbetta Director
Kent Clark Executive
Frank Ennis Director
Eugene Regan Director
David Shubotham Director
Alan A. Shuch Director
Theodore T. Sotir Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One New York Plaza
New York, NY, 10004