Form D · Hedge Fund

GOLDBERG PARTNERS, L.P.

San Francisco, CA · CIK 0001115090

Offering snapshot reported Dec 30, 2014 · SEC filing

Reported sold
$5.9M
Indefinite offering
Investors reported
41
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 8, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.95M$5.9MNov 9, 2010: $5,850,000.00Nov 9, 2010Oct 31, 2011: $5,900,000.00Oct 31, 2011Oct 10, 2012: $5,900,000.00Oct 10, 2012Nov 15, 2013: $5,900,000.00Nov 15, 2013Dec 30, 2014: $5,900,000.00Dec 30, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 30, 2014Amendment$5,900,000$0vs Nov 15, 201341SEC filing
Nov 15, 2013Amendment$5,900,000$0vs Oct 10, 201241SEC filing
Oct 10, 2012Amendment$5,900,000$0vs Oct 31, 201141SEC filing
Oct 31, 2011Amendment$5,900,000$50,000vs Nov 9, 201041SEC filing
Nov 9, 2010Initial$5,850,000No comparison40SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-150244
The reported amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.

Source: Form D, filed Dec 30, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GOLDBERG PARTNERS, L.P.

Investment adviser: GOLDBERG ADVISERS, LLC

Gross asset value
$157K
Beneficial owners
10
ADV minimum commitment
$0

Reported in Form ADV on Mar 22, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator YULISH & ASSOCIATES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor SPICER JEFFRIES GREENWOOD VILLAGE, Colorado, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES
PCAOB 349

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1626312 · Mar 22, 2022 · Schedule D 7.B.(1), fund 805-8187328701

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Jackson Goldberg Promoter
Na Goldberg Advisers, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
44 Montgomery Street, Suite 2100
San Francisco, CA, 94104