Investment adviser · CRD 134174

CAPITAL TRUST ADVISORS

Investment adviser filing (IA)

GOLDBERG ADVISERS, LLC

SAN RAFAEL, CA, United States · Form ADV filed Apr 7, 2026

Regulatory AUM
$403M
Form ADV · Item 5.F
Client accounts
514
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals112$353,885,40587.9%
Individuals119$48,714,60112.1%
Filing source

Form ADV 2092633 · Apr 7, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GOLDBERG PARTNERS, L.P.Other Private Fund · Last reported Mar 22, 2022$157KGross asset value

Form D fundraising filings

GOLDBERG PARTNERS, L.P.

Fund administrator YULISH & ASSOCIATES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor SPICER JEFFRIES GREENWOOD VILLAGE, Colorado, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES
PCAOB 349

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-8187328701
Reported beneficial owners
10
Minimum commitment
$0
Form D file number
021-150244

Form ADV 1626312 · Mar 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 7, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

1210 5TH AVENUE, #275
SAN RAFAEL, CA, 94901, United States

CRD 134174

Filing source

Form ADV 2092633 · Apr 7, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.