Form D · Private Equity Fund

GMB Mezzanine Capital IV, L.P.

Minneapolis, MN · CIK 0001772400

Offering snapshot reported Apr 10, 2020 · SEC filing

Reported sold: $161M
Investors reported: 91
Minimum accepted: $0
First sale: Apr 3, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$112,750,000 → $160,710,000
Reported investors55 → 91

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 10, 2020	Amendment	$160,710,000	$47,960,000vs Apr 11, 2019	91	SEC filing
Apr 11, 2019	Initial	$112,750,000	No comparison	55	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $188K (estimated)
Form D file number: 021-337109

The amount above reflects fees payable to date and an estimate of total fees payable in connection with the offering. It is possible that additional fees would be payable if other investors commit to the fund.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Equus Financial Consulting LLC	131449

Source: Form D, filed Apr 10, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
GMB Mezzanine Capital II, L.P.	Feb 22, 2011	$35,525,000	32
GMB Mezzanine Capital III, L.P.	Sep 15, 2016	$137,775,000	74
GMB Mezzanine Capital IV, L.P. (this fund)	Apr 10, 2020	$160,710,000	91
GMB Mezzanine Capital V, L.P.	Mar 6, 2023	$145,100,000	88

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Daniel J. Hemiadan	Executive
Thomas A. Kreimer	Executive
N/A Lakeside Capital Management, Inc.	Executive
N/A Lakeside Capital Partners Iv, Llc	Executive
Michael D. Mc Hugh	Executive
Carleton L. Olmanson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

50 South Sixth Street Suite 1460
Minneapolis, MN, 55402