Form D · Private Equity Fund

GMB Mezzanine Capital III, L.P.

Minneapolis, MN · CIK 0001652408

Offering snapshot reported Sep 15, 2016 · SEC filing

Reported sold: $138M
Investors reported: 74
Minimum accepted: $50K
First sale: Aug 28, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$107,000,000 → $137,775,000
Reported investors52 → 74

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 15, 2016	Amendment	$137,775,000	$30,775,000vs Sep 3, 2015	74	SEC filing
Aug 23, 2016	Amendment	$137,775,000	$30,775,000vs Sep 3, 2015	74	SEC filing
Nov 4, 2015	Amendment	$112,300,000	$5,300,000vs Sep 3, 2015	58	SEC filing
Sep 3, 2015	Initial	$107,000,000	No comparison	52	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $454K
Finders' fees: $0
Form D file number: 021-247042

The final closing was August 22, 2016. The total capital raised exceeds the amount previously reported on Form D ($125,000,000).

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Equus Financial Consulting LLC	131449
CoBiz, Inc.	125910

Source: Form D, filed Sep 15, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
GMB Mezzanine Capital II, L.P.	Feb 22, 2011	$35,525,000	32
GMB Mezzanine Capital III, L.P. (this fund)	Sep 15, 2016	$137,775,000	74
GMB Mezzanine Capital IV, L.P.	Apr 10, 2020	$160,710,000	91
GMB Mezzanine Capital V, L.P.	Mar 6, 2023	$145,100,000	88

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Daniel Hemiadan	Executive
N/A Lakeside Capital Management, Inc.	Executive
N/A Lakeside Capital Partners Iii, Llc	Executive
Michael D. Mc Hugh	Executive
Carleton L. Olmanson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

50 South 6 Th Street #1460
Minneapolis, MN, 55402