Form D · Hedge Fund

Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · CIK 0001521633

Offering snapshot reported Mar 25, 2019 · SEC filing

Reported sold
$53.6M
Indefinite offering
Investors reported
240
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.5M$60.9MMay 27, 2011May 25, 2012: $34,352,521.00May 23, 2013: $48,195,082.00May 27, 2014: $31,668,702.00Sep 2, 2014: $47,739,425.00May 12, 2015: $60,923,825.00Apr 6, 2017: $60,923,825.00Mar 26, 2018: $53,554,425.00Mar 25, 2019: $53,554,425.00Mar 25, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors244 → 240

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 25, 2019Amendment$53,554,425$0vs Mar 26, 2018240SEC filing
Mar 26, 2018Amendment$53,554,425-$7,369,400vs Apr 6, 2017244SEC filing
Apr 6, 2017Amendment$60,923,825$0vs May 12, 2015222SEC filing
May 12, 2015Amendment$60,923,825$13,184,400vs Sep 2, 2014222SEC filing
Sep 2, 2014Amendment$47,739,425$16,070,723vs May 27, 2014220SEC filing
May 27, 2014Amendment$31,668,702-$16,526,380vs May 23, 2013161SEC filing
May 23, 2013Amendment$48,195,082$13,842,561vs May 25, 2012218SEC filing
May 25, 2012Amendment$34,352,521No comparison150SEC filing
May 27, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
Yes
Sales commissions
$76.2K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-160485

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Mar 25, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL MACRO LEGENDS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES MANAGED FUTURES & COMMODITIES PLATFORM, LLC

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value
$25.4M
Beneficial owners
112
ADV minimum commitment
$100K

Reported in Form ADV on Jan 31, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Marketer GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. CHARLOTTE, North Carolina, United States Related to adviser: Yes
Marketer WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC ST LOUIS, Missouri, United States Related to adviser: Yes
Marketer WELLS FARGO CLEARING SERVICES, LLC ST LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG, LLP
PCAOB 185

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
CRD 487 · SEC 8-395

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434

WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 801-37967

Filing source

Form ADV 1268738 · Jan 31, 2019 · Schedule D 7.B.(1), fund 805-7475880987

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
James F. Angleos Executive
Sheelpa P. Brown Executive
Rob Coltrin Executive
Doretta Dunegan Executive
Dean A. Junkans Director
Michael H. Koonce Executive
Anil Kumar Executive
Lloyd Lipsett Executive
Daniel J. Mavico Executive
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Adam Taback Executive
N/A Wells Fargo Investment Institute Inc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Charlotte, NC, 28202