Form D · Hedge Fund

Global Allocation Fund

Santa Monica, CA · CIK 0001699457

Offering snapshot reported Mar 2, 2017 · SEC filing

Reported sold
$58M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 15, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 2, 2017Initial$58,000,000No comparison14SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-281673
Participating Shares

Source: Form D, filed Mar 2, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL ALLOCATION FUND

Investment adviser: EVOLUTION CAPITAL MANAGEMENT LLC

Gross asset value
$6.54M
Beneficial owners
33
ADV minimum commitment
$1M

Reported in Form ADV on Apr 23, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian EVOLUTION JAPAN SECURITIES CO. LTD. TOKYO, Japan Related to adviser: Yes
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker EVOLUTION JAPAN SECURITIES CO. LTD. TOKYO, Japan
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

EVOLUTION JAPAN SECURITIES CO. LTD.
LEI 353800O6EQQFB1WXS538

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1534627 · Apr 23, 2021 · Schedule D 7.B.(1), fund 805-7921122834

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard George Chisholm Director
Michael Lee Lerch Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Evolution Capital Management Llc 2425 Olympic Blvd Ste 125 E
Santa Monica, CA, 90404