Investment adviser · CRD 161668

EVOLUTION CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

CRYSTAL BAY, NV, United States · Form ADV filed Apr 28, 2023

Regulatory AUM
$646M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles6$645,926,042100.0%
Filing source

Form ADV 1758380 · Apr 28, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

22 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EVO ABSOLUTE RETURN MASTER FUNDHedge Fund · Last reported Apr 28, 2023$490MGross asset value

Feeder funds

  • EVO ABSOLUTE RETURN FUND
  • EVO ABSOLUTE RETURN FUND LLC
Fund administrator MORGAN STANLEY FUND SERVICES (CAYMAN) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LOS ANGELES, California, United States
Custodian BNP PARIBAS LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BNP PARIBAS LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MORGAN STANLEY & CO INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB653

NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

Fund details & source
Fund ID
805-9428320533
Reported beneficial owners
109
Minimum commitment
$500K

Form ADV 1758380 · Apr 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENDEAVOR STRATEGIES LPHedge Fund · Last reported Apr 28, 2023$150MGross asset value
Fund administrator MAPLES FUNDS SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LOS ANGELES, California, United States
Custodian BNP PARIBAS LONDON, United Kingdom Related to adviser: No
Custodian EVOLUTION JAPAN SECURITIES CO., LTD. TOKYO, Japan Related to adviser: Yes
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS LONDON, United Kingdom
Prime broker EVOLUTION JAPAN SECURITIES CO., LTD. TOKYO, Japan
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

BNP PARIBAS
LEI R0MUWSFPU8MPRO8K5P83

EVOLUTION JAPAN SECURITIES CO., LTD.
LEI 353800O6EQQFB1WXS538

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source
Fund ID
805-7551379843
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 1758380 · Apr 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JAPAN OPPORTUNITIES MASTER FUND LTD.Hedge Fund · Last reported Apr 28, 2023$47.7MGross asset value

Feeder funds

  • JAPAN OPPORTUNITIES LTD.
Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LOS ANGELES, California, United States
Custodian BNP BARIPAS LONDON, United Kingdom Related to adviser: No
Custodian EVOLUTION JAPAN SECURITIES CO., LTD. TOKYO, Japan Related to adviser: Yes
Custodian MITSUBISHI UFJ GLOBAL CUSTODY S.A. LUXEMBOURG, Luxembourg Related to adviser: No
Custodian ROTHSCHILD BANK INTERNATIONAL LIMITED ST. PETER PORT, Guernsey Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS LONDON, United Kingdom
Prime broker EVOLUTION JAPAN SECURITIES CO., LTD. TOKYO, Japan
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

BNP BARIPAS
LEI R0MUWSFPU8MPRO8K5P83

EVOLUTION JAPAN SECURITIES CO., LTD.
LEI 353800O6EQQFB1WXS538

ROTHSCHILD BANK INTERNATIONAL LIMITED
LEI 549300XRKUVU11ECMD71

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source
Fund ID
805-8356023883
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 1758380 · Apr 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL OPPORTUNITIES FUND LTD. SPC, SEGREGATED PORTFOLIO EVO1Hedge Fund · Last reported Jul 19, 2017$48.4MGross asset value

Feeder funds

  • EVOLUTION FUND LTD. SPC, SEGREGATED PORTFOLIO EVO1
Fund administrator HC GLOBAL FUND SERVICES LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. CAMANA BAY, Cayman Islands
Custodian BNP PARIBAS LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK LONDON, United Kingdom Related to adviser: No
Custodian EVOLUTION JAPAN SECURITIES CO. LTD. TOKYO, Japan Related to adviser: Yes
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BNP PARIBAS LONDON, United Kingdom
Prime broker DEUTSCHE BANK LONDON, United Kingdom
Prime broker EVOLUTION JAPAN SECURITIES CO. LTD. TOKYO, Japan
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5379545769
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-115940

Form ADV 1128622 · Jul 19, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL OPPORTUNITIES FUND LTD. SPC, SEGREGATED PORTFOLIO EVO1Hedge Fund · Last reported May 25, 2015$26.8MGross asset value

Feeder funds

  • EVOLUTION FUND LTD. SPC, SEGREGATED PORTFOLIO EVO1
Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. CAMANA BAY, Cayman Islands
Custodian BNP PARIBAS, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian ROTHSCHILD BANK INTERNATIONAL LIMITED ST. PETER PORT, Guernsey Related to adviser: No
Custodian UBS AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Prime broker BNP PARIBAS, LONDON BRANCH LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG LONDON BRANCH LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker UBS AG, LONDON BRANCH LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8665819888
Reported beneficial owners
2
Minimum commitment
$500K
Form D file number
021-115940
Form D file number
021-93085

Form ADV 923108 · May 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EVOLUTION TECHNOLOGY, MEDIA AND TELECOMMUNICATIONS FUNDHedge Fund · Last reported Nov 5, 2019$19.8MGross asset value

Form D fundraising filings

Evolution Technology, Media & Telecommunications Fund

Fund administrator MAPLES FUNDS SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian EVOLUTION JAPAN SECURITIES CO., LTD. TOKYO, Japan Related to adviser: Yes
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker EVOLUTION JAPAN SECURITIES CO., LTD. TOKYO, Japan
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

EVOLUTION JAPAN SECURITIES CO., LTD.
LEI 353800O6EQQFB1WXS538

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source
Fund ID
805-9637508125
Reported beneficial owners
15
Minimum commitment
$100K
Form D file number
021-279031

Form ADV 1354611 · Nov 5, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EVO SELECT FUND LPHedge Fund · Last reported Sep 10, 2018$13.2MGross asset value

Form D fundraising filings

Evo Select Fund LP

Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SYDNEY, Australia
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1435

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source
Fund ID
805-9816553936
Reported beneficial owners
10
Minimum commitment
$250K
Form D file number
021-265619

Form ADV 1239846 · Sep 10, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 28, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Performance-based

Principal office

10 STATELINE ROAD
CRYSTAL BAY, NV, 89402, United States

CRD 161668

Filing source

Form ADV 1758380 · Apr 28, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.