Form D · Hedge Fund

GLENROCK GLOBAL PARTNERS (BVI), INC.

Road Town, Tortola, D8 · CIK 0001372201

Offering snapshot reported Mar 7, 2016 · SEC filing

Reported sold: $112M
Investors reported: 34
Minimum accepted: $100K
First sale: Oct 1, 1994

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$1,000,000 → $100,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 7, 2016	Amendment	$112,322,214	$0vs Mar 6, 2015	34	SEC filing
Mar 6, 2015	Amendment	$112,322,214	$0vs Mar 6, 2014	34	SEC filing
Mar 6, 2014	Amendment	$112,322,214	-$431,643,369vs Mar 15, 2013	34	SEC filing
Mar 15, 2013	Amendment	$543,965,583	$11,000,000vs Mar 16, 2012	153	SEC filing
Mar 16, 2012	Amendment	$532,965,583	$33,555,740vs Mar 18, 2011	152	SEC filing
Mar 18, 2011	Amendment	$499,409,843	$14,100,000vs Mar 16, 2010	137	SEC filing
Mar 16, 2010	Amendment	$485,309,843	$42,750,000vs Mar 16, 2009	135	SEC filing
Mar 16, 2009	Amendment	$442,559,843	No comparison	Not reported	SEC filing
Aug 4, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-93521

The entity listed in Item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner, or it affiliate, from the assets under management and/or the incentive allocation.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Asset Allocation	None

Source: Form D, filed Mar 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLENROCK GLOBAL PARTNERS (BVI), INC.

Investment adviser: GLENROCK INC.

Gross asset value: $16.3M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO, LTD. TORTOLA, British Virgin Islands

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 901036 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-7546768759

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Bree	Director
Aldo Ghisletta	Director
Glenrock Inc.	Executive
Michael Katz	Director
Peter Young	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Maples And Calder Kingston Chambers, P.O. Box 173
Road Town, Tortola, D8, 10022