Investment adviser · CRD 159505

GLENROCK INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 30, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GLENROCK GLOBAL PARTNERS (BVI) MASTER FUND, LPHedge Fund · Last reported Mar 30, 2015$22.9MGross asset value

Feeder funds

Fund administrator NAV FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO, LTD. TORTOLA, British Virgin Islands
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-8234944493
Reported beneficial owners
17
Minimum commitment
$1M

Form ADV 901036 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REYNARD PARTNERS MASTER LPHedge Fund · Last reported Feb 4, 2013$23.9MGross asset value

Feeder funds

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LTD LIMERICK, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE (BVI) TORTOLA, British Virgin Islands
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer APB FINANCIAL GROUP, LLC NEW YORK, New York, United States Related to adviser: No
Marketer BYRON ADVISORS LTD LONDON, United Kingdom Related to adviser: No
Marketer CONNEXION CAPITAL LLP LONDON, United Kingdom Related to adviser: No
Marketer FIRST AMERICAN MUNICIPALS, INC. NEW YORK, New York, United States Related to adviser: No
Marketer FIRST LIBERTIES FINANCIAL NEW YORK, New York, United States Related to adviser: No
Marketer FORTUNE ASSET MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

UBS SECURITIES LLC
SEC 8-22651

APB FINANCIAL GROUP, LLC
CRD 38235 · SEC 8-48144

FIRST AMERICAN MUNICIPALS, INC.
CRD 23740 · SEC 8-40696

FIRST LIBERTIES FINANCIAL
CRD 14432 · SEC 8-30673

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-2473419598
Reported beneficial owners
15
Minimum commitment
$1M
Form D file number
021-129197
Form D file number
021-84133

Form ADV 698428 · Feb 4, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLENROCK GLOBAL PARTNERS (AI) LPHedge Fund · Last reported Mar 28, 2013$19.6MGross asset value

Form D fundraising filings

GLENROCK GLOBAL PARTNERS (AI), L.P.

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE (BERMUDA) HAMILTON, Bermuda
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer APB FINANCIAL GROUP, LLC NEW YORK, New York, United States Related to adviser: No
Marketer FIRST AMERICAN MUNICIPALS, INC. NEW YORK, New York, United States Related to adviser: No
Marketer FIRST LIBERTIES FINANCIAL NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

UBS SECURITIES LLC
SEC 8-22651

APB FINANCIAL GROUP, LLC
CRD 38235 · SEC 8-48144

FIRST AMERICAN MUNICIPALS, INC.
CRD 23740 · SEC 8-40696

FIRST LIBERTIES FINANCIAL
CRD 14432 · SEC 8-30673

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-8017863302
Reported beneficial owners
19
Minimum commitment
$1M
Form D file number
021-110139

Form ADV 709831 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NIPPON RENEWAL PARTNERS MASTER LPHedge Fund · Last reported Feb 4, 2013$10.4MGross asset value

Feeder funds

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LTD LIMERICK, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE (BVI) TORTOLA, British Virgin Islands
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer APB FINANCIAL GROUP, LLC NEW YORK, New York, United States Related to adviser: No
Marketer BYRON ADVISORS LTD LONDON, United Kingdom Related to adviser: No
Marketer CONNEXION CAPITAL LLP LONDON, United Kingdom Related to adviser: No
Marketer FIRST AMERICAN MUNICIPALS, INC. NEW YORK, New York, United States Related to adviser: No
Marketer FIRST LIBERTIES FINANCIAL NEW YORK, New York, United States Related to adviser: No
Marketer FORTUNE ASSET MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

UBS SECURITIES LLC
SEC 8-22651

APB FINANCIAL GROUP, LLC
CRD 38235 · SEC 8-48144

FIRST AMERICAN MUNICIPALS, INC.
CRD 23740 · SEC 8-40696

FIRST LIBERTIES FINANCIAL
CRD 14432 · SEC 8-30673

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-1903634144
Reported beneficial owners
10
Minimum commitment
$1M
Form D file number
021-110155
Form D file number
021-65806

Form ADV 698428 · Feb 4, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

546 FIFTH AVENUE, 14TH FLOOR
NEW YORK, NY, 10017, United States

CRD 159505

Filing source

Form ADV 901036 · Mar 30, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.