Form D · Other Investment Fund

GFC Quantified Alpha, LP

Houston, TX · CIK 0001954097

Offering snapshot reported Nov 16, 2023 · SEC filing

Reported sold
$679K
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2023
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 16, 2023Amendment$679,311No comparison4SEC filing
Nov 16, 2022InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-464967

Source: Form D, filed Nov 16, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GFC QUANTIFIED ALPHA, LP

Investment adviser: GOODMAN FINANCIAL CORPORATION

Gross asset value
$789K
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Prime broker TRIAD SECURITIES CORP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

TRIAD SECURITIES CORP
CRD 11363 · SEC 8-20930

Filing source

Form ADV 1811632 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-6357467481

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Gfc Quantified Alpha Gp, Llc Director, Promoter
Steven R. Goodman Executive, Promoter
N/A Goodman Financial Corporation Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5177 Richmond Avenue, Suite 700
Houston, TX, 77056