Investment adviser · CRD 114637

GOODMAN FINANCIAL CORPORATION

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Apr 24, 2026

Regulatory AUM
$916M
Form ADV · Item 5.F
Client accounts
913
Accounts, not individual clients
Employees
26
Reported in this filing
Advisory professionals
16
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals207$820,626,99889.6%
Charities13$57,533,1176.3%
Individuals67$37,345,8194.1%
Corporations & businessesFewer than 5$426,8280.0%
Filing source

Form ADV 2095316 · Apr 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GFC QUANTIFIED ALPHA, LPOther Private Fund · Last reported Mar 28, 2024$789KGross asset value

Form D fundraising filings

GFC Quantified Alpha, LP

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Prime broker TRIAD SECURITIES CORP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

TRIAD SECURITIES CORP
CRD 11363 · SEC 8-20930

Fund details & source
Fund ID
805-6357467481
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-464967

Form ADV 1811632 · Mar 28, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 24, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Hourly

Principal office

5177 RICHMOND AVENUE, SUITE 700
HOUSTON, TX, 77056, United States

CRD 114637

Filing source

Form ADV 2095316 · Apr 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.