Form D · Other Investment Fund

Geneva Advisors Global Equity Income Fund, LDC

Grand Cayman, E9 · CIK 0001602286

Offering snapshot reported Mar 11, 2014 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2014InitialYet to sellNo comparison32SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-213349
The amount indicated in Item 13(b) is total sales since 2005. The Net Asset Value of the Fund as of Janaury 31, 2014 was $14,232,761.00.
No sales commissions paid in U.S. to date for current offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
None Paid in U.S. to DateNone

Source: Form D, filed Mar 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GENEVA ADVISORS GLOBAL EQUITY INCOME FUND, LDC

Investment adviser: GENEVA ADVISORS, LLC

Gross asset value
$10.4M
Beneficial owners
26
ADV minimum commitment
$100K

Reported in Form ADV on Mar 15, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CAYMAN NATIONAL BANK GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO GRAND CAYMANS, Cayman Islands
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RBC CAPITAL MARKETS, LLC
SEC 8-45411

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 8-45411

Filing source

Form ADV 1088709 · Mar 15, 2017 · Schedule D 7.B.(1), fund 805-3270347686

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Donald B. Gimbel Director, Promoter
Geneva Holdings Executive
Geneva Investment Managment Of Chicago Llc Promoter
Cnt (Directors) Ltd. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 Nd Floor; Suite 6201; 62 Forum Lane Camana Bay; P.O. Box 30239
Grand Cayman, E9, KY1-1201