Investment adviser · CRD 121629

GENEVA ADVISORS, LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Mar 15, 2017

Regulatory AUM
$7.86B
Form ADV · Item 5.F
Client accounts
14,090
Accounts, not individual clients
Employees
101
Reported in this filing
Advisory professionals
68
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GENEVA ADVISORS GLOBAL EQUITY INCOME FUND, LDCOther Private Fund · Last reported Mar 15, 2017$10.4MGross asset value

Form D fundraising filings

Geneva Advisors Global Equity Income Fund, LDC

Fund administrator CAYMAN NATIONAL BANK GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO GRAND CAYMANS, Cayman Islands
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RBC CAPITAL MARKETS, LLC
SEC 8-45411

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 8-45411

Fund details & source
Fund ID
805-3270347686
Reported beneficial owners
26
Minimum commitment
$100K
Form D file number
021-213349

Form ADV 1088709 · Mar 15, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GNV PRIVATE EQUITY FUND I, LLCPrivate Equity Fund · Last reported Mar 15, 2017$9.71MGross asset value
Fund administrator NAV CONSULTING CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM CHICAGO, Illinois, United States
Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4797878904
Reported beneficial owners
52
Minimum commitment
$100K

Form ADV 1088709 · Mar 15, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GENEVA SENIOR LIVING FUND, LLCPrivate Equity Fund · Last reported Mar 15, 2017$2.12MGross asset value
Auditor RSM CHICAGO, Illinois, United States
Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3612805694
Reported beneficial owners
79
Minimum commitment
$100K

Form ADV 1088709 · Mar 15, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GENEVA PRIVATE EQUITY FUND IIPrivate Equity Fund · Last reported Mar 15, 2017$1.18MGross asset value
Fund administrator NAV CONSULTING CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1138617315
Reported beneficial owners
54
Minimum commitment
$100K
Form D file number
021-239252

Form ADV 1088709 · Mar 15, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GENEVA REAL ESTATE FUND, LLCReal Estate Fund · Last reported Mar 15, 2017$106KGross asset value
Auditor RSM CHICAGO, Illinois, United States
Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9806224016
Reported beneficial owners
99
Minimum commitment
$100K

Form ADV 1088709 · Mar 15, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 15, 2017. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed

Principal office

181 W. MADISON ST, 35TH FLOOR
CHICAGO, IL, 60602-4690, United States

CRD 121629

Filing source

Form ADV 1088709 · Mar 15, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.