Form D · Other Investment Fund
GCG Investors IV, LP
Chicago, IL · CIK 0001688878
Offering snapshot reported Nov 23, 2016 · SEC filing
- Reported sold
- $146M Offering amount: $250M
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Nov 22, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 23, 2016 | Initial | $145,500,000 | No comparison | 30 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $75K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-275096
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Equus Financial Consulting LLC | 131449 |
Source: Form D, filed Nov 23, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
GCG INVESTORS IV, LP
Investment adviser: GCG MANAGEMENT, LLC
- Gross asset value
- $200M
- Beneficial owners
- 54
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Filing source
Form ADV 2065323 · Mar 29, 2026 · Schedule D 7.B.(1), fund 805-1342554570
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffery Birch | Executive |
| Steven Dempsey | Executive, Promoter |
| Stephen Etter | Executive, Promoter |
| Todd Osburn | Executive, Promoter |
| Tracy Perkins | Executive, Promoter |
| Mark Shufro | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606