Form D · Private Equity Fund

GCG Investors III, LP

Chicago, IL · CIK 0001564782

Offering snapshot reported Mar 13, 2014 · SEC filing

Reported sold: $95.9M
Investors reported: 29
Minimum accepted: $1
First sale: Mar 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$41,300,000 → $95,900,000
Reported investors9 → 29
Minimum accepted$0 → $1

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 13, 2014	Amendment	$95,900,000	$54,600,000vs Mar 15, 2013	29	SEC filing
Mar 15, 2013	Initial	$41,300,000	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $181K (estimated)
Finders' fees: $0
Form D file number: 021-193348

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Augustine Joseph Demeo	65048	Cross Point Capital LLC · CRD 136223
Equus Financial Consulting LLC	131449
Dana Clarence Pawlicki	4918002	Profor Securities, LLC · CRD 136084
Justin Matthew Garrod	5393954	Profor Securities, LLC · CRD 136084

Source: Form D, filed Mar 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GCG INVESTORS III, LP

Investment adviser: GCG MANAGEMENT, LLC

Gross asset value: $46.4M
Beneficial owners: 49
ADV minimum commitment: $5M

Reported in Form ADV on Mar 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 2065323 · Mar 29, 2026 · Schedule D 7.B.(1), fund 805-2824718160

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
GCG Investors III, LP (this fund)	Mar 13, 2014	$95,900,000	29
GCG Investors IV, LP	Nov 23, 2016	$145,500,000	30
GCG Investors V, LP	Mar 27, 2020	Yet to sell	0
GCG Investors VI, LP	Dec 12, 2023	$241,675,000	35

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffery Birch	Executive
Steven Dempsey	Executive, Promoter
Stephen Etter	Executive, Promoter
Todd Osburn	Executive, Promoter
Tracy Perkins	Executive, Promoter
Mark Shufro	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

230 West Monroe Street, Suite 2000
Chicago, IL, 60606