Form D · Private Equity Fund

Gateway Mezzanine Partners II, L.P.

Sydney, New South Wales, C3 · CIK 0001597511

Offering snapshot reported Feb 4, 2015 · SEC filing

Reported sold
$58.3M
Offering amount: $156M
Investors reported
2
Form D · investor count
Minimum accepted
$4.4M
Reported outside-investor minimum
First sale
Dec 19, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$29.2M$58.3MFeb 4, 2014: $10,632,139.00Feb 4, 2014Feb 4, 2015: $58,322,250.00Feb 4, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,632,139 → $58,322,250

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 4, 2015Amendment$58,322,250$47,690,111vs Feb 4, 20142SEC filing
Feb 4, 2014Initial$10,632,139No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-211237
These amounts reflect the U.S. dollar equivalent of (a) Total Offering Amount of AUD 200,000,000; (b) Total Amount Sold of AUD 75,000,000; and (c) Total Remaining to be Sold of AUD 125,000,000.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Babson Capital Securities LLC36929

Source: Form D, filed Feb 4, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GATEWAY MEZZANINE PARTENRS II, L.P.

Investment adviser: BARINGS AUSTRALIA PTY LTD

Gross asset value
$28.2M
Beneficial owners
16
ADV minimum commitment
$3.9M

Reported in Form ADV on Oct 3, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 1791342 · Oct 3, 2023 · Schedule D 7.B.(1), fund 805-8631700756

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Babson Capital Australia Pty Limited Promoter
Shane Forster Executive
N/A Mezzco Australia Ii Llc Promoter
Benjamin Silver Executive
Adam Wheeler Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Suite 22.06, Grosvenor Place 225 George Street
Sydney, New South Wales, C3, 2000