Form D · Private Equity Fund

Gateway Mezzanine Partners I, L.P.

Sydney, New South Wales, C3 · CIK 0001517196

Offering snapshot reported Apr 11, 2013 · SEC filing

Reported sold
$72.4M
Offering amount: $414M
Investors reported
8
Form D · investor count
Minimum accepted
$5.27M
Reported outside-investor minimum
First sale
Mar 29, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$36.2M$72.4MApr 6, 2011: $13,622,320.00Apr 6, 2011Apr 18, 2011: $48,138,500.00Apr 11, 2012: $44,903,238.00Apr 11, 2012Apr 11, 2013: $72,384,689.00Apr 11, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$44,903,238 → $72,384,689
  • Minimum accepted$5,184,800 → $5,272,560

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2013Amendment$72,384,689$27,481,451vs Apr 11, 20128SEC filing
Apr 11, 2012Amendment$44,903,238-$3,235,262vs Apr 18, 20118SEC filing
Apr 18, 2011Amendment$48,138,500$34,516,180vs Apr 6, 20112SEC filing
Apr 6, 2011Initial$13,622,320No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-157902
These amounts reflect the U.S. dollar equivalent of (a) Total Offering Amount of AUD$400,000,000; (b) Total Amount Sold of AUD$69,931,627; and (c) Total Remaining to be Sold of AUD$330,068,373.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Babson Capital Securities LLC36929

Source: Form D, filed Apr 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GATEWAY MEZZANINE PARTNERS I, L.P.

Investment adviser: BARINGS AUSTRALIA PTY LTD

Gross asset value
$134K
Beneficial owners
8
ADV minimum commitment
$3.9M

Reported in Form ADV on Sep 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 1337094 · Sep 5, 2019 · Schedule D 7.B.(1), fund 805-9939089555

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Babson Capital Australia Pty Limited Promoter
Thomas P. Fink Director, Executive
Shane Forster Executive
Michael Hermsen Executive
N/A Mezzco Australia Llc Promoter
Clifford M. Noreen Director, Executive
Ben Silver Executive
Benjamin Silver Director, Executive
Adam Wheeler Executive
Adams Wheeler Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Suite 22.06, Level 22, Grosvenor Place 225 George Street
Sydney, New South Wales, C3, 2000