Form D · Private Equity Fund
Galton Onshore Mortgage Recovery Fund III, L.P.
Harrison, NY · CIK 0001588032
Offering snapshot reported Sep 18, 2014 · SEC filing
- Reported sold
- $32.5M Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Nov 5, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 7
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 18, 2014 | Amendment | $32,459,670 | No comparison | 7 | SEC filing |
| Sep 30, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-203744
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mariner Group Capital Markets, Inc. | 25878 |
Source: Form D, filed Sep 18, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alan Chan | Director |
| Kevin Finnerty | Director |
| Alfred Lee | Director |
| Steven Molitor | Director |
| Paul Park | Director |
| Matthew Whalen | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
500 Mamaroneck Avenue 4 Th Floor
Harrison, NY, 10528
Phone: (914) 670-4300
Harrison, NY, 10528
Phone: (914) 670-4300