Form D · Hedge Fund

GABELLI ASSOCIATES LTD II E

Grand Cayman, E9 · CIK 0001489941

Offering snapshot reported Nov 28, 2025 · SEC filing

Reported sold
$196M
Indefinite offering
Investors reported
103
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$97.9M$196MApr 28, 2010: $53,009,102.00Apr 28, 2010Apr 28, 2011: $83,784,214.00Apr 27, 2012: $104,795,816.00Apr 26, 2013: $117,494,772.00Apr 28, 2014: $127,662,772.00Apr 28, 2015: $142,397,550.00Apr 28, 2016: $148,747,550.00Dec 28, 2016: $168,347,550.00Dec 28, 2017: $172,184,550.00Dec 28, 2018: $172,834,550.00Dec 27, 2019: $178,634,550.00Dec 16, 2020: $179,039,550.00Dec 16, 2021: $193,969,542.00Dec 2, 2022: $193,969,542.00Dec 1, 2023: $194,569,542.00Nov 29, 2024: $195,250,542.00Nov 28, 2025: $195,853,355.00Nov 28, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$195,250,542 → $195,853,355
  • Reported investors102 → 103

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 28, 2025Amendment$195,853,355$602,813vs Nov 29, 2024103SEC filing
Nov 29, 2024Amendment$195,250,542$681,000vs Dec 1, 2023102SEC filing
Dec 1, 2023Amendment$194,569,542$600,000vs Dec 2, 2022101SEC filing
Dec 2, 2022Amendment$193,969,542$0vs Dec 16, 2021100SEC filing
Dec 16, 2021Amendment$193,969,542$14,929,992vs Dec 16, 2020100SEC filing
Dec 16, 2020Amendment$179,039,550$405,000vs Dec 27, 201992SEC filing
Dec 27, 2019Amendment$178,634,550$5,800,000vs Dec 28, 201891SEC filing
Dec 28, 2018Amendment$172,834,550$650,000vs Dec 28, 201787SEC filing
Dec 28, 2017Amendment$172,184,550$3,837,000vs Dec 28, 201687SEC filing
Dec 28, 2016Amendment$168,347,550$19,600,000vs Apr 28, 201684SEC filing
Apr 28, 2016Amendment$148,747,550$6,350,000vs Apr 28, 201578SEC filing
Apr 28, 2015Amendment$142,397,550$14,734,778vs Apr 28, 201475SEC filing
Apr 28, 2014Amendment$127,662,772$10,168,000vs Apr 26, 201370SEC filing
Apr 26, 2013Amendment$117,494,772$64,485,670vs Apr 28, 201068SEC filing
Apr 27, 2012Amendment$104,795,816$51,786,714vs Apr 28, 201058SEC filing
Apr 28, 2011Amendment$83,784,214$30,775,112vs Apr 28, 201038SEC filing
Apr 28, 2010Initial$53,009,102No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-141210
If applicable, employees of the recipient listed in item 12. are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
G.research, LLC000007353
Arete Wealth Management, LLC000044856
TimeCapital Securities Corporation000006845

Source: Form D, filed Nov 28, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GABELLI ASSOCIATES LIMITED II E

Investment adviser: GABELLI & COMPANY INVESTMENT ADVISERS, INC.

Gross asset value
$114M
Beneficial owners
40
ADV minimum commitment
$1M

Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNP PARIBAS BANK & TRUST CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer ARETE WEALTH MANAGEMENT, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer DELPHOS MMJ L.P. NEW YORK, New York, United States Related to adviser: No
Marketer NICOLO DUBINI MILANO, Italy Related to adviser: No
Marketer OCP CAPITAL, LLC WELLINGTON, Florida, United States Related to adviser: No
Marketer PAULLIER & CIA INTL. CORP. PANAMA, Panama Related to adviser: No
Marketer VICTOR PAULLIER & CIA MONTEVIDEO, Uruguay Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

JEFFERIES LLC
SEC 8-15074

UBS SECURITIES LLC
SEC 8-22651

ARETE WEALTH MANAGEMENT, LLC
CRD 44856 · SEC 8-50854

DELPHOS MMJ L.P.
CRD 137389 · SEC 8-67083

OCP CAPITAL, LLC
CRD 143381 · SEC 8-67556

JEFFERIES LLC
CRD 2347 · SEC 8-15074

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 2118089 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-8521309061

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Birch Director
Vincent D. Enright Director
Michael Gabelli Director
Gabelli & Company Investment Advisers, Inc. Executive
Gabelli Securities, Inc. Executive
Patrick Guarino Director
Douglas R. Jamieson Director
Raffaele Rocco Director
Anthonie C. Van Ekris Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Bnp Paribas Bank & Trust Cayman Limited Buckingham Square, 720 West Bay Road
Grand Cayman, E9, KY1-1104