Form D · Other Investment Fund

Frontier Permo Fund, LLC

Kansas City, MO · CIK 0001665463

Offering snapshot reported Mar 14, 2017 · SEC filing

Reported sold
$27.9M
Indefinite offering
Investors reported
148
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 25, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14M$27.9MFeb 1, 2016: $550,000.00Feb 1, 2016Mar 14, 2017: $27,909,700.00Mar 14, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$550,000 → $27,909,700
  • Reported investors0 → 148

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2017Amendment$27,909,700$27,359,700vs Feb 1, 2016148SEC filing
Feb 1, 2016Initial$550,000No comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-256389

Source: Form D, filed Mar 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FRONTIER PERMO FUND, LLC

Investment adviser: FRONTIER WEALTH MANAGEMENT, LLC

Gross asset value
$45.3M
Beneficial owners
172
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LICCAR CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY VIRCHOW KRAUSE, LLP CHICAGO, Illinois, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCICSO, California, United States Related to adviser: No
Custodian MISSOURI BANK & TRUST KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 1177280 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-7261724492

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nicholas Blasi Executive
N/A Frontier Wealth Management, Llc Executive
Troy Kerr Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4435 Main Street, Suite 1100
Kansas City, MO, 64111