Form D · Hedge Fund

FourWorld SPV III, LLC

New York, NY · CIK 0001690483

Offering snapshot reported Nov 18, 2016 · SEC filing

Reported sold
$5.5M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 10, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 18, 2016Initial$5,498,520No comparison19SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-274832
The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
BLUE SAND SECURITIES LLC142976

Source: Form D, filed Nov 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FOURWORLD SPV III, LLC

Investment adviser: FOURWORLD CAPITAL MANAGEMENT LLC

Gross asset value
$7.06M
Beneficial owners
18
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC SCOTTSDALE, Arizona, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

JEFFERIES LLC
SEC 8-15074

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1101876 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-1673334355

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Four World Capital, Llc Executive, Promoter
Four World Capital Management Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Fourworld Capital Management Llc 230 Park Avenue, 10 Th Floor
New York, NY, 10169