Form D · Private Equity Fund

FOURWORLD SPV I, LLC

New York, NY · CIK 0001649391

Offering snapshot reported Aug 2, 2017 · SEC filing

Reported sold
$21.4M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 20, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.7M$21.4MAug 4, 2015: $14,700,000.00Aug 4, 2015Aug 3, 2016: $15,800,000.00Aug 3, 2016Aug 2, 2017: $21,355,000.00Aug 2, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,800,000 → $21,355,000
  • Reported investors16 → 18

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 2, 2017Amendment$21,355,000$5,555,000vs Aug 3, 201618SEC filing
Aug 3, 2016Amendment$15,800,000$1,100,000vs Aug 4, 201516SEC filing
Aug 4, 2015Initial$14,700,000No comparison14SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-245048
The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
BLUE SAND SECURITIES LLC142976

Source: Form D, filed Aug 2, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FOURWORLD SPV I, LLC

Investment adviser: FOURWORLD CAPITAL MANAGEMENT LLC

Gross asset value
$7.13M
Beneficial owners
17
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC SCOTTSDALE, Arizona, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

JEFFERIES LLC
SEC 8-15074

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1405007 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-5651819782

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Four World Capital, Llc Executive, Promoter
Four World Capital Management Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Fourworld Capital Management Llc 7 World Trade Center, Fl. 46 Suite 4657
New York, NY, 10007