Form D · Hedge Fund

Forum Global Opportunities Fund, Ltd.

New York, NY · CIK 0001458554

Offering snapshot reported Dec 11, 2018 · SEC filing

Reported sold
$392M
Offering amount: $1.5B
Investors reported
168
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$196M$392MDec 4, 2017: $391,649,955.00Dec 4, 2017Dec 11, 2018: $391,939,955.00Dec 11, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$391,649,955 → $391,939,955
  • Reported investors167 → 168

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 11, 2018Amendment$391,939,955$290,000vs Dec 4, 2017168SEC filing
Dec 4, 2017Initial$391,649,955No comparison167SEC filing
Jan 13, 2017Initial$391,399,955No comparison167SEC filing
Jan 5, 2016Initial$377,499,955No comparison159SEC filing
Jan 5, 2015Initial$376,374,955No comparison159SEC filing
Jan 7, 2014Amendment$376,724,954$24,111,324vs Jan 14, 2013159SEC filing
Jan 14, 2013Initial$352,613,630No comparison155SEC filing
Jan 23, 2012Initial$278,187,783No comparison135SEC filing
Jan 20, 2011Amendment$109,733,006$0vs Jan 19, 201181SEC filing
Jan 19, 2011Initial$109,733,006No comparison104SEC filing
Feb 9, 2010Initial$57,652,006No comparison37SEC filing
Mar 16, 2009Initial$55,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-299970
DURING 2018 NO COMMISSIONS WERE PAID

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MANN MANN JENSEN PARTNERS LP137389

Source: Form D, filed Dec 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORUM GLOBAL OPPORTUNITIES FUND LTD

Investment adviser: FORUM ASSET MANAGEMENT LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Feb 22, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1059406 · Feb 22, 2017 · Schedule D 7.B.(1), fund 805-8831466025

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ray Bakhramov Executive
Americo Da Corte Director
Jose Pedreira Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
733 Third Avenue 16. Floor
New York, NY, 10017