Investment adviser · CRD 131924

FORUM ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Feb 22, 2017

Regulatory AUM
$39.9M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FORUM ABSOLUTE RETURN FUND, LTD.Hedge Fund · Last reported Feb 8, 2012$59.4MGross asset value
Fund administrator DUNDEE LEEDS MANAGEMENT SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGE TOWN, Cayman Islands
Custodian CITIGROUP, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer MANN MANN JENSEN PARTNERS LP NEW YORK, New York, United States Related to adviser: No
Prime broker CITI PRIME FINANCE NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MANN MANN JENSEN PARTNERS LP
CRD 137389 · SEC 8-67083

Fund details & source
Fund ID
805-2494487478
Reported beneficial owners
65
Minimum commitment
$1M
Form D file number
021-154016

Form ADV 608902 · Feb 8, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORUM ASSET BASED INVESTMENT FUND LTD.Hedge Fund · Last reported Feb 8, 2012$8.16MGross asset value

Form D fundraising filings

Forum Asset Based Investment Fund, Ltd.

Fund administrator DUNDEE LEEDS MANAGEMENT SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGE TOWN, Cayman Islands
Custodian CITIGROUP, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP, N.A. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9105494508
Reported beneficial owners
18
Minimum commitment
$1M
Form D file number
021-154131

Form ADV 608902 · Feb 8, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 22, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

733 THIRD AVENUE, 24TH FLOOR
NEW YORK, NY, 10017, United States

CRD 131924

Filing source

Form ADV 1059406 · Feb 22, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.