Form D · Hedge Fund

Forum Asset Based Investment Fund, Ltd.

Stamford, CT · CIK 0001458552

Offering snapshot reported Jan 20, 2016 · SEC filing

Reported sold
$51M
Offering amount: $1B
Investors reported
18
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25.5M$51MJan 7, 2015: $51,032,000.00Jan 7, 2015Jan 20, 2016: $51,032,000.00Jan 20, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 20, 2016Amendment$51,032,000$0vs Jan 7, 201518SEC filing
Jan 7, 2015Initial$51,032,000No comparison18SEC filing
Jan 10, 2014Amendment$51,032,000$0vs Jan 23, 201218SEC filing
Jan 23, 2012Initial$51,032,000No comparison21SEC filing
Jan 21, 2011Initial$51,032,000No comparison21SEC filing
Feb 8, 2010Initial$51,032,000No comparison21SEC filing
Mar 16, 2009Initial$50,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-231620
FUND HAS BEEN LIQUIDATED EFFECTIVE 12/31/2015, NO ADDITIONAL AMOUNT WAS SOLD DURING 2013,2014, AND 2015.
FUND HAS BEEN LIQUIDATED EFFECTIVE 12/31/2015.

Source: Form D, filed Jan 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORUM ASSET BASED INVESTMENT FUND LTD.

Investment adviser: FORUM ASSET MANAGEMENT LLC

Gross asset value
$8.16M
Beneficial owners
18
ADV minimum commitment
$1M

Reported in Form ADV on Feb 8, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DUNDEE LEEDS MANAGEMENT SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGE TOWN, Cayman Islands
Custodian CITIGROUP, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP, N.A. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 608902 · Feb 8, 2012 · Schedule D 7.B.(1), fund 805-9105494508

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ray Bakhramov Director
Americo Da Corte Director
Jose Pedreira Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
595 Summer Street 3 Rd Floor
Stamford, CT, 06901