Form D · Hedge Fund

FORT WARREN OPPORTUNITIES OFFSHORE FUND, LTD.

George Town, Grand Cayman, E9 · CIK 0001616129

Offering snapshot reported Aug 12, 2016 · SEC filing

Reported sold
$173M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$86.3M$173MAug 13, 2014: $149,500,000.00Aug 13, 2014Aug 12, 2015: $172,625,000.00Aug 12, 2015Aug 12, 2016: $172,625,000.00Aug 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 12, 2016Amendment$172,625,000$0vs Aug 12, 20158SEC filing
Aug 12, 2015Amendment$172,625,000$23,125,000vs Aug 13, 20148SEC filing
Aug 13, 2014Initial$149,500,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-222834
The total amount sold and the number of investors do not take redemptions and/or withdrawals into consideration.
Shares. The minimum amount reflected in Item 11 may be modified at the discretion of the Issuer.

Source: Form D, filed Aug 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORT WARREN OPPORTUNITIES OFFSHORE FUND, LTD

Investment adviser: FORT WARREN CAPITAL MANAGEMENT, LP

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Dec 6, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1055055 · Dec 6, 2016 · Schedule D 7.B.(1), fund 805-3073288532

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George Bashforth Director
N/A Fort Warren Capital Management, Lp Promoter
Richard Gordon Director
Eugene Lee Director, Promoter
Jaspaul Singh Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Appleby Trust (Cayman) Ltd. 75 Fort Street
George Town, Grand Cayman, E9, KY1-1108