Investment adviser · CRD 171941

FORT WARREN CAPITAL

Investment adviser filing (IA)

FORT WARREN CAPITAL MANAGEMENT, LP

BOSTON, MA, United States · Form ADV filed Dec 6, 2016

Regulatory AUM
$376M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FORT WARREN OPPORTUNITIES MASTER FUND, LPHedge Fund · Last reported Dec 6, 2016$376MGross asset value

Feeder funds

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGE TOWN, GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

GOLDMAN, SACHS & CO.
CRD 361 · SEC 801-16048

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9377673151
Reported beneficial owners
32
Minimum commitment
$100K
Form D file number
021-222831
Form D file number
021-222834

Form ADV 1055055 · Dec 6, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 6, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

175 FEDERAL STREET, SUITE 900
BOSTON, MA, 02110, United States

CRD 171941

Filing source

Form ADV 1055055 · Dec 6, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.