Form D · Hedge Fund

FORCE CAPITAL LLC

New York, NY · CIK 0001459624

Offering snapshot reported Feb 12, 2014 · SEC filing

Reported sold
$3.5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Jan 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.5M$15MMar 12, 2009Mar 3, 2010: $2,000,000.00Mar 3, 2010Feb 16, 2012: $15,000,000.00Feb 16, 2012Feb 6, 2013: $3,500,000.00Feb 6, 2013Feb 12, 2014: $3,500,000.00Feb 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 12, 2014Amendment$3,500,000$0vs Feb 6, 20131SEC filing
Feb 6, 2013Amendment$3,500,000-$11,500,000vs Feb 16, 20121SEC filing
Feb 16, 2012Amendment$15,000,000No comparison3SEC filing
Mar 3, 2010Amendment$2,000,000No comparison1SEC filing
Mar 12, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128663

Source: Form D, filed Feb 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FORCE CAPITAL LLC

Investment adviser: FORCE CAPITAL MANAGEMENT, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$2M

Reported in Form ADV on Mar 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Filing source

Form ADV 798155 · Mar 27, 2014 · Schedule D 7.B.(1), fund 805-1166914789

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Jaffe Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
767 Fifth Avenue 12 Th Floor
New York, NY, 10153