Investment adviser · CRD 160653

FORCE CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 25, 2019

Regulatory AUM: $35M
Client accounts: 2
Employees: 3
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$35,000,000	100.0%
Individuals	Fewer than 5	$0	0.0%
High-net-worth individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Retirement plans	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 1298783 · Mar 25, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FORCE CAPITAL II LLCHedge Fund · Last reported Mar 25, 2019$33MGross asset value

Form D fundraising filings

FORCE CAPITAL II LLC

Fund administrator CIRCLE INVESTMENT SUPPORT SERVICES ORLANDO, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-4852776235
Reported beneficial owners: 6
Minimum commitment: $2M
Form D file number: 021-128962

Form ADV 1298783 · Mar 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORCE CAPITAL II LTDHedge Fund · Last reported Mar 25, 2019$2MGross asset value

Form D fundraising filings

FORCE CAPITAL II LTD

Fund administrator CIRCLE INVESTMENT SUPPORT SERIVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 1323

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-3924372152
Reported beneficial owners: 2
Minimum commitment: $2M
Form D file number: 021-130828

Form ADV 1298783 · Mar 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORCE CAPITAL LTDHedge Fund · Last reported Jul 7, 2015$87MGross asset value

Form D fundraising filings

Force Capital LTD

Fund administrator SS&C GLOBEOP FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-1876084629
Reported beneficial owners: 2
Minimum commitment: $2M
Form D file number: 021-130826

Form ADV 932897 · Jul 7, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORCE SELECT LTDHedge Fund · Last reported Mar 29, 2017$26.2MGross asset value

Form D fundraising filings

Force Select LTD

Fund administrator CIRCLE INVESTMENT SUPPORT SERVICES (CAYMAN) LTD. WEST BAY ROAD, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-7786124632
Reported beneficial owners: 4
Minimum commitment: $2M
Form D file number: 021-203530

Form ADV 1099749 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORCE CAPITAL LLCHedge Fund · Last reported Mar 27, 2014$0Gross asset value

Form D fundraising filings

FORCE CAPITAL LLC

Fund administrator SS&C GLOBEOP FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-1166914789
Reported beneficial owners: 0
Minimum commitment: $2M
Form D file number: 021-128663

Form ADV 798155 · Mar 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

138 EAST 71ST STREET
NEW YORK, NY, 10021, United States

CRD 160653

Filing source

Form ADV 1298783 · Mar 25, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.