Form D · Venture Capital Fund

Floodgate Fund IV, L.P.

Palo Alto, CA · CIK 0001555003

Offering snapshot reported Jul 27, 2012 · SEC filing

Reported sold
Yet to sell
Offering amount: $75M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 27, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-181920

Source: Form D, filed Jul 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FLOODGATE FUND IV LP

Investment adviser: FLOODGATE MANAGEMENT COMPANY, LLC

Gross asset value
$69.7M
Beneficial owners
14
ADV minimum commitment
$0

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor FRANK, RIMERMAN + CO, LLP SAN FRANCISCO, California, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Custodian STIFEL BANK ST. LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FRANK, RIMERMAN + CO, LLP
PCAOB 1596

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2085251 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4975720870

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael James Maples, Jr. Executive
Ann Miura Ko Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
820 Ramona Street, Suite 200
Palo Alto, CA, 94301