Form D · Venture Capital Fund

Floodgate Fund III, L.P.

Menlo Park, CA · CIK 0001497490

Offering snapshot reported Aug 2, 2010 · SEC filing

Reported sold
$73.5M
Offering amount: $73.5M
Investors reported
11
Form D · investor count
Minimum accepted
$800K
Reported outside-investor minimum
First sale
Jul 15, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$36.8M$73.5MJul 30, 2010: $73,500,000.00Jul 30, 2010Aug 2, 2010: $73,500,000.00Aug 2, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 2, 2010Amendment$73,500,000$0vs Jul 30, 201011SEC filing
Jul 30, 2010Initial$73,500,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-145691

Source: Form D, filed Aug 2, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FLOODGATE FUND III, L.P.

Investment adviser: FLOODGATE MANAGEMENT COMPANY, LLC

Gross asset value
$5.27M
Beneficial owners
17
ADV minimum commitment
$800K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor FRANK, RIMERMAN + CO, LLP SAN FRANCISCO, California, United States
Custodian BANC OF CALIFORNIA CARLSBAD, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian STIFEL BANK ST. LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FRANK, RIMERMAN + CO, LLP
PCAOB 1596

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2085251 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9446866036

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael James Maples, Jr. Executive
Ann Miura Ko Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
545 Middlefield Road, Suite 220
Menlo Park, CA, 94025