Form D · Other Investment Fund
FIXED OPPORTUNITY PARTNERS I LLC
Little Rock, AR · CIK 0001219567
Offering snapshot reported Sep 27, 2019 · SEC filing
- Reported sold
- $728K Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $52K Reported outside-investor minimum
- First sale
- Sep 19, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 27, 2019 | Initial | $728,000 | No comparison | 4 | SEC filing |
| Sep 12, 2018 | Amendment | $11,351,206 | $2,615,206vs Sep 14, 2017 | 34 | SEC filing |
| Sep 14, 2017 | Amendment | $8,736,000 | No comparison | Not reported | SEC filing |
| Sep 15, 2016 | Amendment | $7,228,000 | $7,020,000vs Sep 17, 2015 | 26 | SEC filing |
| Sep 17, 2015 | Initial | $208,000 | No comparison | 1 | SEC filing |
| Jun 29, 2015 | Initial | $1,872,000 | No comparison | 6 | SEC filing |
| Mar 16, 2015 | Initial | $1,976,000 | No comparison | 5 | SEC filing |
| Aug 27, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jun 19, 2013 | Amendment | $14,352,000 | No comparison | 51 | SEC filing |
| Jun 27, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Oct 12, 2011 | Initial | $6,292,000 | No comparison | 17 | SEC filing |
| Jan 6, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| May 16, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-349858
Source: Form D, filed Sep 27, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FIXED OPPORTUNITY PARTNERS I, LLC
Investment adviser: MAI CAPITAL MANAGEMENT, LLC
- Gross asset value
- $43.9M
- Beneficial owners
- 83
- ADV minimum commitment
- $200K
Reported in Form ADV on Oct 21, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
HOGAN TAYLOR
PCAOB 483
CREWS & ASSOCIATES, INC.
SEC 8-24075
Filing source
Form ADV 1679117 · Oct 21, 2022 · Schedule D 7.B.(1), fund 805-7846160952
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John C. Carroll | Executive |
| Stephen W. Chaffin | Executive |
| Smith Capital Management Inc. | Director, Executive |
| Smith Capital Management, Inc. | Director, Executive |
| James W. Strawn | Executive |
| Jay K. White | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Little Rock, AR, 72202