Form D · Hedge Fund

Fir Tree Special Opportunities Fund IV, LP

New York, NY · CIK 0001587218

Offering snapshot reported Feb 12, 2016 · SEC filing

Reported sold
$150M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Nov 4, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$75M$150MNov 15, 2013: $150,000,000.00Nov 15, 2013Jul 1, 2014: $150,000,000.00Jul 1, 2014Jul 1, 2015: $150,000,000.00Jul 1, 2015Jul 1, 2015: $150,000,000.00Feb 12, 2016: $150,000,000.00Feb 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 12, 2016Amendment$150,000,000$0vs Jul 1, 20151SEC filing
Jul 1, 2015Amendment$150,000,000$0vs Jul 1, 20141SEC filing
Jul 1, 2015Amendment$150,000,000$0vs Jul 1, 20141SEC filing
Jul 1, 2014Amendment$150,000,000$0vs Nov 15, 20131SEC filing
Nov 15, 2013Initial$150,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-206428

Source: Form D, filed Feb 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIR TREE SPECIAL OPPORTUNITIES FUND IV, LP

Investment adviser: FIR TREE CAPITAL MANAGEMENT LP

Gross asset value
$517K
Beneficial owners
2
ADV minimum commitment
$10M

Reported in Form ADV on Nov 22, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1575281 · Nov 22, 2021 · Schedule D 7.B.(1), fund 805-5600658123

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Fir Tree Sof Iv, Llc Executive, Promoter
Andrew Fredman Executive
Jeffrey D. Tannenbaum Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
505 Fifth Avenue 23 Rd Floor
New York, NY, 10017