Form D · Hedge Fund
Fir Tree Special Opportunities Fund III, LP
New York, NY · CIK 0001572878
Offering snapshot reported Jul 1, 2014 · SEC filing
- Reported sold
- $96.2M Indefinite offering
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $25M Reported outside-investor minimum
- First sale
- Apr 8, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$38,314,779 → $96,207,399
- Reported investors15 → 17
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 1, 2014 | Amendment | $96,207,399 | $57,892,620vs Jul 2, 2013 | 17 | SEC filing |
| Jul 2, 2013 | Amendment | $38,314,779 | $35,808,112vs Apr 23, 2013 | 15 | SEC filing |
| Apr 23, 2013 | Amendment | $2,506,667 | No comparison | 7 | SEC filing |
| Mar 26, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-193932
Source: Form D, filed Jul 1, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FIR TREE SPECIAL OPPORTUNITIES FUND III, LP
Investment adviser: FIR TREE CAPITAL MANAGEMENT LP
- Gross asset value
- $406M
- Beneficial owners
- 18
- ADV minimum commitment
- $25M
Reported in Form ADV on Apr 15, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
GOLDMAN, SACHS & CO.
SEC 8-129
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359
Filing source
Form ADV 817497 · Apr 15, 2014 · Schedule D 7.B.(1), fund 805-1694951974
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Fir Tree Sof Iii, Llc | Promoter |
| Andrew Fredman | Executive |
| Jeffrey D. Tannenbaum | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017