Form D · Hedge Fund
Fintan Investments Ltd
Redwood City, CA · CIK 0001325829
Offering snapshot reported Jan 21, 2016 · SEC filing
- Reported sold
- $416M Indefinite offering
- Investors reported
- 72 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 21, 2016 | Amendment | $415,520,981 | No comparison | 72 | SEC filing |
| Jan 21, 2015 | Amendment | $414,920,981 | No comparison | 71 | SEC filing |
| Jan 17, 2014 | Amendment | $414,320,981 | No comparison | 69 | SEC filing |
| Jan 31, 2013 | Amendment | $332,630,981 | No comparison | 64 | SEC filing |
| Aug 4, 2011 | Amendment | $308,666,826 | $94,612,826vs Mar 15, 2010 | 104 | SEC filing |
| Mar 15, 2010 | Amendment | $214,054,000 | No comparison | 40 | SEC filing |
| Apr 28, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-76589
Issuer has a non-exclusive placement agency arrangement with the broker-dealer named in Item 12, under which Issuer is to pay placement agent a quarterly fee of 0.125% of the value of any interests in Issuer held by investors introduced by placement age
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Thomas Weisel Partners, LLC | 46237 | Thomas Weisel Partners, LLC · CRD 46237 |
Source: Form D, filed Jan 21, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FINTAN INVESTMENTS LTD
Investment adviser: FINTAN PARTNERS LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Feb 22, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1497176 · Feb 22, 2021 · Schedule D 7.B.(1), fund 805-5087740337
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Bree | Director |
| Cantor Fitzgerald Asset Management Holdings, Llc | Executive |
| Josephine Cheung | Executive |
| Na Fintan Partners, Llc | Executive, Promoter |
| Fintan Partners, Llc | Executive |
| Aldo Ghisletta | Director |
| Andrew Harrison | Executive |
| Wade Kenny | Director |
| Alexander Klikoff | Executive |
| Erik Mayo | Executive |
| Christopher Montclare | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Redwood City, CA, 94065